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Phillips Financial
  • Phone: (209) 367-0868
  • Email: phillipsfinancial@lpl.com
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OUR COMMITMENT

As your Financial Professionals, we will do everything in our power to keep you focused on where you want to go, advise you on how to get there, and continually remind you of the importance of maintaining a disciplined approach to pursuing your dreams.

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OUR PRINCIPLE

Our company is based on the principle that education and understanding of your current financial situation is vital to successfully make prudent decisions concerning your future financial condition. If you have any questions please Contact Us.

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Our Team

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Christian Phillips, MS, MPA

LPL Registered Principal

CA Insurance License # 0A20651

Education:

  • Master of Science, Economics-Texas A&M University

  • Master of Public Administration- Harvard University

Languages:

  • German, Fluent
  • English, Fluent

My goals are:

  • To enjoy life to it’s fullest;
  • To balance, family, church and work life;
  • To translate my experience and education into valuable advice;
  • To help others reach their goals and have fun doing so

Hobbies:

Golf, reading, traveling, music, photography, theater

Contact:

Phone (209) 367-0868 | Toll Free (855) 367-0868 | Fax (209) 367-0811

Email Chris Phillips at christian.phillips@lpl.com.
Connect with Chris Phillips on LinkedIn

David Phillips, CFA®, CFP®

LPL Registered Principal

CA Insurance License # 0C98523

 

Since 2000 David has been a Wealth Manager for Phillips Financial where he is currently an LPL Registered Principal. 

His primary responsibilities involve analysis of financial products, development of financial planning strategies and portfolio management for the various investment objectives.

Prior to working in the financial services industry David worked for Habitat for Humanity, an organization that helps people build or improve their homes.

Professional Designations

CFA® Charterholder (Chartered Financial Analyst)

CFP® (Certified Financial Planner)

Education

B.A. University of California, Berkeley
Graduated with Honors in Political Science
 
M.B.A. California State University, Sacramento
Concentration in Finance
Selected for membership to Beta Gamma Sigma; the Honor society for Collegiate Schools of Business
 
J.D. University of the Pacific - McGeorge School of Law, Conferred with Distinction
Concentrations in Tax and Business Law - David is a member of the California State Bar

Hobbies

Music, Movies, Foodie, Sports, Languages, and Traveling

Contact:

Phone (209) 367-0868 | Toll Free (855) 367-0868 | Fax (209) 367-0811

Email David Phillips at david.phillips@lpl.com.
Connect with David Phillips on LinkedIn

Heather Heggen, CRPC®, CRPS®, FPQP™

Branch Operations Manager

 

As the Branch Operations Manager, Heather oversees development, coordination and supervision of our internal practices and procedures. Concurrently she serves as our Compliance Manager, Chief Marketing Officer, and internal IT coordinator. 

Heather provides administrative support to advisors that are providing services for those with an interest or need for financial planning and/or insurance(s). Heather holds designations as a Chartered Retirement Planning Counselor (CRPC®), Chartered Retirement Plans Specialist (CRPS®) and Financial Paraplanner Qualified Professional (FPQP™).

Heather joined Phillips Financial in 2002 with prior experience in executive management, accounting, logistics and business operations.

Hobbies:

Family, Friends, Gardening, Nature Walks, Genealogy, Community Service, Continued Education, Music, Social Events

Contact:

Phone (209) 367-0868 | Toll Free (855) 367-0868 | Fax (209) 367-0811

Email Heather Heggen at heather.heggen@lpl.com.
Connect with Heather Heggen on LinkedIn

Karrie Johl

Assistant Branch Operations Manager

Contact:

Phone (209) 367-0868 | Toll Free (855) 367-0868 | Fax (209) 367-0811

Email Karrie Johl at karrie.johl@lpl.com.
Connect with Karrie Johl on LinkedIn

Elizabeth Holladay, MBA

Client Services Coordinator

Contact:

Phone (209) 367-0868 | Toll Free (855) 367-0868 | Fax (209) 367-0811

Email Elizabeth Holladay at elizabeth.holladay@lpl.com.
Connect with Elizabeth Holladay on LinkedIn

Catherine Tansley

Records Manager

209-367-0868
209-367-0811
855-367-0868
catherine.tansley@lpl.com

Contact:

Phone (209) 367-0868 | Toll Free (855) 367-0868 | Fax (209) 367-0811

Email Catherine Tansley at  catherine.tansley@lpl.com

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  • 1920 Tienda Drive, Suite 202
    Lodi, California
    95242 United States

  •  
  • Phone: (209) 367-0868
  • Toll Free: (855) 367-0868
  • Fax: (209) 367-0811
  • Email: christian.phillips@lpl.com
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Securities and advisory services offered through LPL Financial, a registered investment advisor, member FINRA/SIPC.

The LPL Financial representative associated with this website may discuss and/or transact securities business only with residents of the following states: AK, AZ, CA, CO, GA, ID, KS, LA, MI, MO, NC, NH, NV, NY, OR, TX, UT, VA, WA.
Fee-based investment advisory services available only to residents of: CA, LA, TX.
Phillips Financial is licensed to sell insurance products in the states of: AK, CA, ID, OR, TX, WA.

 

 

 

 

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