Our Team

LPL Registered Principal
CA Insurance License #0A20651

Education:
Master of Science, Economics-Texas A&M University
Master of Public Administration- Harvard University

Languages:
German, Fluent
English, Fluent

My goals are:
To enjoy life to it’s fullest;
To balance, family, church and work life;
To translate my experience and education into valuable advice;
To help others reach their goals and have fun doing so

Hobbies:
Golf, reading, traveling, music, photography, theater

Contact:
Phone (209) 367-0868 | Toll Free (855) 367-0868 | Fax (209) 367-0811

Email Chris Phillips at christian.phillips@lpl.com.
Connect with Chris Phillips on LinkedIn

LPL Registered Principal
CA Insurance License #0C98523

Since 2000 David has been a Wealth Manager for Phillips Financial where he is currently an LPL Registered Principal.

His primary responsibilities involve analysis of financial products, development of financial planning strategies and portfolio management for the various investment objectives.

Prior to working in the financial services industry David worked for Habitat for Humanity, an organization that helps people build or improve their homes.

Professional Designations
CFA® Charterholder (Chartered Financial Analyst)
CFP® (Certified Financial Planner)

Education
B.A. University of California, Berkeley
- Graduated with Honors in Political Science

M.B.A. California State University, Sacramento
- Concentration in Finance
- Selected for membership to Beta Gamma Sigma; the Honor society for Collegiate Schools of Business

J.D. University of the Pacific - McGeorge School of Law, Conferred with Distinction
- Concentrations in Tax and Business Law - David is a member of the California State Bar

Hobbies
Music, Movies, Foodie, Sports, Languages, and Traveling

Contact:
Phone (209) 367-0868 | Toll Free (855) 367-0868 | Fax (209) 367-0811
Email David Phillips at david.phillips@lpl.com.
Connect with David Phillips on LinkedIn

Branch Operations Manager

As the Branch Operations Manager, Heather oversees development, coordination and supervision of our internal practices and procedures. Concurrently she serves as our Compliance Manager, Chief Marketing Officer, and internal IT coordinator.

Heather provides administrative support to advisors that are providing services for those with an interest or need for financial planning and/or insurance(s). Heather holds designations as a Chartered Retirement Planning Counselor (CRPC®), Chartered Retirement Plans Specialist (CRPS®) and Financial Paraplanner Qualified Professional (FPQP™).

Heather joined Phillips Financial in 2002 with prior experience in executive management, accounting, logistics and business operations.

Hobbies:
Family, Friends, Gardening, Nature Walks, Genealogy, Community Service, Continued Education, Music, Social Events

Contact:
Phone (209) 367-0868 | Toll Free (855) 367-0868 | Fax (209) 367-0811
Email Heather Heggen at heather.heggen@lpl.com.
Connect with Heather Heggen on LinkedIn

Assistant Branch Operations Manager

Karrie contributes to development, coordination and supervision of our operational practices and compliance procedures.

She further supports the intricate details of client services. Karrie joined Phillips Financial in 2018 with 20 years prior experience in banking and loan senior management experience.

Contact:
Phone (209) 367-0868 | Toll Free (855) 367-0868 | Fax (209) 367-0811
Email Karrie Johl at karrie.johl@lpl.com.
Connect with Karrie Johl on LinkedIn

Client Services Coordinator

Liz stands at the forefront to our client world. She provides administrative support to advisors that are providing account level services including initial implementation of new accounts, transfer processing and ongoing account maintenance. Liz would be your primary contact if you elect to take advantage of the Courtesy Services provided by Phillips Financial.

Holding a Master’s in Business Administration (MBA), Liz provides an invaluable support role to Advisors and clients while also serving in the capacity of our Client Services Coordinator

Contact:
Phone (209) 367-0868 | Toll Free (855) 367-0868 | Fax (209) 367-0811
Email Elizabeth Holladay at elizabeth.holladay@lpl.com.
Connect with Elizabeth Holladay on LinkedIn

Records Manager

Catherine is our newest team member joining us in 2020.

Catherine is responsible for the records management and maintenance that is central to our client services, business intelligence and operational processes.

Her prior director and management experience within the hospitality industry affords her the ability to attend to the smallest of details in an ever-changing environment while maintaining a level of excellence.

Contact:
Phone (209) 367-0868 | Toll Free (855) 367-0868 | Fax (209) 367-0811
Email Catherine Tansley at catherine.tansley@lpl.comConnect with Catherine Tansley on LinkedIn